We  offer our corporate clients a low-impact, cost efficient capital raise that is beyond the reach and cost structure of our competitors.

— Andrew Tuthill, Managing Director, Head of Capital Markets

Capital Markets

JonesTrading Capital Markets is pleased to announce the following transactions

Contact JonesTrading Capital Markets to explore how we can be
helpful to you and your company's corporate strategy

Preshing Gold Corporation (PGLC)

Exploration and Development of Gold and Precious Metals
Private Placement

  • JonesTrading served as the sole Placement Agent
  • Placed shares with new investor, Coeur d'Alene Mines (CDE), and existing investor Frost Gamma Investment Trust

Universal Insurance Holdings (UVE)

Property and Casualty Insurance
Secondary Follow-On

  • JonesTrading served as the sole Bookrunner
  • Issued shares owned by CEO Bradley Meier to a select group of investors

First Trust Mortgage Income Fund (FMY)
First Trust Strategic High Income Fund II (FHY)

Closed-End Management Investment Companies
At-The-Market offering programs

  • JonesTrading selected as sole sales agent

Staples, Inc (SPLS)

Specialty Consumer Stores
Share Repurchase

  • JonesTrading served as the sole broker
  • Worked with Company to repurchase shares in the open market

Andrew Tuthill
Managing Director, Head of Capital Markets

San Francisco - (800) 381-8481

CapitalMarketsEmail@JonesTrading.com

Moe Cohen
Managing Director

New York - (877) 566-3730

www.JonesTrading.com


Access a wider and deeper pool of liquidity for your capital raise

JonesTrading’s broad and trusted network enables our clients to move large positions with reduced market impact thus unlocking liquidity to make your offering more efficient.

Human experience and trusted access to a broad range of investors

Relationships with more than 1,000 institutional investors—from mutual funds and hedge funds to hard-to-reach small and mid-cap institutional investors—gives the JonesTrading network unrivalled distribution. With an At-The-Market offering, you control the execution based on your company’s timing and financial needs.

The Capital Markets group offers world-class depth of expertise and enjoys long-standing relationships with buyside accounts. Our team advises corporate clients from an unbiased point of view and helps to cost-effectively drive successful execution.

Take advantage of this capital markets know-how and far-reaching equity distribution network to meet your financing needs, including:

  • At-the-Market Offering Programs
  • Spot Block Transactions
  • PIPE Transactions
  • Registered Direct Offerings
  • Private Placements
  • "Confidentially Marketed" Follow-Ons
  • Convertible Bond Issuance
  • Share Repurchases through Block Transactions
  • Non-Deal/Deal Roadshows in the US and Canada

World-Class Experience—The JonesTrading Capital Markets Executive Team

Services offered and provided in the United States are through JonesTrading Institutional Services LLC which is a member of FINRA and SIPC.

Andrew Tuthill, Managing Director, Head of Capital Markets

Andrew Tuthill brings over 17 years of experience in Investment Banking, Equity Capital Markets and Trading to the JonesTrading Capital Markets team. Before joining the firm, Mr. Tuthill was Managing Director in Equity Capital Markets at Thomas Weisel partners. Prior to that, he was a managing director at UBS Investment Bank, as well as a Vice President at JP Morgan Hambrecht & Quist.

Moe Cohen, Managing Director

Moe Cohen has over 10 years experience in institutional trading and capital markets. Prior to joining JonesTrading, Moe Cohen was Vice President, Head Trader of Capital Markets at Cantor Fitzgerald. During his tenure at Cantor Fitzgerald, Mr. Cohen managed the syndicate process for the firm’s traditional IPOs and secondary offering. He also structured that firm’s underwritten equity offerings as well as ran trading for the Cantor At-The-Market offerings.

San Francisco

655 Redwood Highway, Suite 101
Mill Valley, CA 94941
800.381.8481 – toll free
415.388.2534 – fax

New York

780 3rd Avenue, 3rd floor
New York, NY 10017
877.566.3730 – toll free
212.907.5365 – fax

Services offered and provided in Canada are through JonesTrading Canada Inc which is a member of IIROC and the Canadian Investor Protection Fund.

Toronto

148 Yorkville Avenue, 2nd Floor
Toronto, ON M5R 1C2
877.566.3710 – toll free
416.961.4816 – fax